RegentAtlantic Review


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RegentAtlantic, registered in 1982, is a Registered Investment Advisor (RIA) in 27 state(s) with a licensed staff of 34 advisors. RegentAtlantic manages $4.9 billion and provides investment advisory services for 1,851 clients (1:55 advisor/client ratio).

Disciplinary Questions

After checking the disciplinary records of RegentAtlantic, our system found no disciplinary questions to ask. Checks take place monthly.

Conflict Questions

After checking the regulatory records of RegentAtlantic, our system has identified the following question(s) to ask. Learn more.

announcement Which securities do you trade for yourself that you will also be recommending to me?

Why ask? This firm has marked in their disclosures that they trade recommended securities. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you.

Our system found no other conflict questions to ask. Checks take place monthly.

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Firm Information

As a financial advisory firm, also known as a Registered Investment Advisor (RIA), RegentAtlantic can provide a variety of financial planning services for Americans. The goal of a financial advisor is to review your personal finances and work with you to achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan. Financial advisors focus primarily on money management, including investments like stocks, ETFs, and mutual funds.

Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.

Summary Firm
Overall Rating
Minimum Investment $1,000,000
Average Client Balance $2,647,628
Total AUM $4.9 billion
Fee Range No data
Advisor / Client Ratio 1:55
Languages Offered Ask firm
Specialities Ask firm
Phone Number 973-425-8420
Headquarters Morristown, NJ
LinkedIn LinkedIn page unknown
SEC Filings View SEC IAPD CRD #

Disciplinary History

An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.

As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for RegentAtlantic:


Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.

Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's (Item 5, "Fees and Compensation").


Are there other firms similar to RegentAtlantic?

Yes. Camerondowning, Arbus Capital Management, Process Design Capital Management and Financial Advisors Consortium are similar.

This automated report was generated using and data and was last updated on September 4th, 2020*. For data support, email "support@Financial Advisor Reviews and Reports |". Views: 651 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by Financial Advisor Reviews and Reports | Learn more.

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